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DriveWealth is a global B2B fintech platform democratizing access to financial markets through an API-based infrastructure. The company enables partners to offer seamless investing and trading experiences worldwide, supporting US equities, mutual funds, ETFs, fixed income, and options.
The RegTech team develops critical data products for compliance and regulatory obligations. As Senior Data Analyst, you will own the regulatory and supervisory data layer—architecting, building, and maintaining data marts and dashboards (using Sigma) for essential compliance functions including CAT reporting, EBS, trade monitoring, and AML. You'll be the primary owner of data quality, defining standards, implementing testing strategies, and establishing governance frameworks to ensure accuracy and integrity across all regulatory data assets.
Key responsibilities include:
• Architect and maintain data marts and reports for regulatory functions (CAT, EBS, trade monitoring, AML) and internal supervisory monitoring, ensuring consistent and accurate outputs through efficient, well-tested code.
• Respond to ad-hoc data requests and regulatory examination inquiries from Compliance and Legal teams with speed and accuracy.
• Continuously optimize data models, SQL queries, and reports for performance, cost-efficiency, and scalability.
• Establish monitoring and alerting to proactively detect upstream data anomalies and pipeline failures, providing daily exception reports.
• Define, implement, and document core business logic and transformations within data marts for accurate regulatory and supervisory metrics.
• Monitor inbound regulatory data files and real-time feeds, ensuring timely arrival, quality, and correct ingestion.
• Translate regulatory requirements into data specifications and work directly with business partners and Compliance teams.
You'll collaborate closely with data engineers, product managers, and regulatory stakeholders. A deep understanding of trade lifecycle and proven track record in similar fintech or regulated environments is essential. This role combines analytical rigor with regulatory expertise in a fast-paced fintech environment.
