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Binance is seeking a Senior Analyst, Market Supervision to own day-to-day operations of the market supervision control function for the Binance Registered Exchange (RIE) and Registered Clearing House (RCH) operating under the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) framework.
This is a generalist operational role covering the full supervisory cycle across market integrity monitoring and member supervision workflows. The role provides continuous operational coverage, delivers analytical and procedural assurance work under Head of Market Supervision (HoMS) delegation, and provides failover cover when the HoMS is absent. The role is deliberately non-delegated: all escalations, regulatory notifications, admission decisions, risk ratings and regulatory communications require HoMS review and sign-off.
Key Responsibilities:
Market Integrity Monitoring: Act as operational interface with Market Surveillance on alert flow and case referrals. Perform first-line triage and review of surveillance alerts, documenting rationale for closure, escalation or further enquiry. Prepare escalation packs for HoMS review with facts, relevant rule provisions and recommended supervisory outcomes. Maintain investigation case file systems ensuring evidence, version control and audit-readiness. Track open integrity matters through to closure against agreed turnaround times. Conduct procedural assurance over integrity controls. Draft FSRA integrity-related responses and briefings for HoMS review.
Member Admission Due Diligence: Manage end-to-end admission due diligence pipeline for prospective Members and Remote Members from application receipt to recommendation. Review and assess applicant documentation including constitutional documents, regulatory permissions, governance structures, financial resources evidence, operational and technology capability, and KYC/KYB material. Perform member risk assessments against the Exchange Member Risk Assessment (EMRA) scorecard with consistent scoring methodology. Identify gaps, unevidenced assertions and inconsistencies in application material. Prepare draft assessment memoranda and executive summaries for HoMS review including proposed conditions and undertakings. Verify flow-down of rulebook obligations to clients in agency or pass-through capacity.
Ongoing Member Supervision: Maintain Member register, annual supervision plan and member file system. Execute ongoing supervision cycle including periodic member reviews, annual audited financial statement collection and review, margin and financial resources monitoring, notification-of-change processing, and client-level screening verification. Monitor member compliance with admission conditions and escalate breaches or deteriorating risk indicators. Act as procedural interface between applicants, Members and Market Supervision.
Regulatory Engagement and Advisory Support: Prepare draft responses to FSRA Requests for Information (RFIs) for HoMS review. Assemble supporting evidence packs and chronologies for regulatory submissions and thematic reviews. Support advisory on new product launches and market model changes. Contribute to Market Supervision reporting suite producing management information. Maintain and improve function procedures, templates, checklists and scorecards.
Governance and Control: Operate function independently of commercial business, escalating conflicts of interest. Apply conservative, evidence-grounded review standard. Ensure all work meets regulatory and audit scrutiny standards. Refer all HoMS-reserved decisions for sign-off without exception.
Requirements:
Minimum: Relevant experience in market supervision, market surveillance, exchange or clearing house membership, regulatory affairs, or financial services regulation at market infrastructure, exchange, clearing house, regulator or regulated financial institution. Working knowledge of market infrastructure regulatory framework and rulebook regime with ability to interpret and apply rule provisions. Demonstrated experience in institutional or corporate due diligence including KYC/KYB documentation review, ownership and control assessment, and structured risk assessment methodology. Experience preparing written work for senior review or regulatory submission with strong drafting discipline. Sound judgement distinguishing material from immaterial findings with discipline to flag gaps explicitly. Strong organisational capability managing concurrent matters against turnaround times with rigorous record-keeping. Ability to operate with independence and integrity within control function under commercial pressure.
Preferred: Direct experience with ADGM FSRA framework, Market Infrastructure Rules (MIR), or equivalent exchange/clearing house rulebook. Experience with exchange or clearing member admission processes including remote membership and cross-border access. Familiarity with market abuse and market conduct typologies and surveillance alert triage. Exposure to digital asset markets alongside traditional securities, derivatives or clearing products. Experience with anti-money laundering, sanctions screening, PEP and adverse media review, and enhanced due diligence. Relevant professional qualification in financial regulation, compliance, risk or law. Arabic language capability.
