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Revolut is a global fintech company on a mission to give people more from their money through spending, saving, investing, exchanging, and travel products. With 80+ million customers and 13,000+ employees worldwide, the company is scaling rapidly across regulated markets.
The Regulatory Compliance Manager will oversee regulatory frameworks around wealth and trading (W&T) features, ensuring consumer protection and compliance across operations. This is a hands-on management role blending regulatory expertise with data-driven risk management in a fast-moving digital environment.
Key responsibilities include:
- Providing oversight on compliance obligations for W&T products and related controls across the business
- Managing rapid, mandatory regulatory turnarounds and system audit requirements (e.g., System Audit for Trading Members)
- Ensuring high-quality regulatory mapping and challenging/assessing policies from scratch
- Reviewing first-line-of-defense (1LoD) compliance approvals for W&T products and providing feedback
- Implementing a robust, company-wide training and competency program for W&T
- Providing second-line-of-defense (2LoD) oversight on W&T complaints, conducting root-cause analysis to improve customer outcomes
- Conducting horizon scanning for relevant geographies
The role requires deep expertise in wealth and trading regulatory obligations, particularly in the Indian market context, with responsibility for staying ahead of regulatory changes and implementing scalable compliance solutions.
REQUIREMENTS:
- 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator, with expertise in W&T regulatory obligations related to operating a stock broker and related activities
- University degree in STEM, business, or finance
- Familiarity with Indian market infrastructure and regulations related to SEBI, PMLA, NSDL/CDSL
- Experience in grievance redressal mechanisms such as SCORES
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- Solid understanding of the interplay between compliance risk and business risk
- Ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
- Ability to communicate positively with internal teams and regulators
- Excellent analytical, communication, and interpersonal skills
- Fluency in English
