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Salary: USD 155,000 - 180,000 / annual
iCapital is seeking a Vice President of Corporate AML Oversight to join its Regulatory and Compliance organization. This senior subject-matter expert role provides oversight of Anti-Money Laundering (AML) controls across U.S. and international businesses, partnering closely with Legal, Compliance, Risk, and business stakeholders to assess regulatory requirements, enhance the AML control environment, identify emerging risks, and support regulatory readiness.
Key responsibilities include:
- Overseeing maintenance and enhancement of the firm's U.S. AML/CFT compliance framework, including policies, procedures, internal controls, and governance
- Monitoring regulatory developments (BSA, FinCEN, OFAC, SEC, FINRA) and translating changes into practical control enhancements
- Providing AML expertise and guidance to Compliance, Legal, Risk, Operations, Product, Technology, and business teams
- Evaluating new products, services, distribution arrangements, and business initiatives for AML/CFT and sanctions implications
- Conducting enterprise and business-specific AML/CFT risk assessments, identifying control gaps, and establishing oversight metrics
- Providing Compliance oversight of higher-risk customer, investor, intermediary, and counterparty relationships, including sanctions exposure and politically exposed persons
- Advising on enhanced due diligence, risk mitigation, and supporting investigations involving suspicious activity through SAR governance
- Preparing senior-management and committee reporting on AML risk, regulatory developments, and program effectiveness
- Coordinating AML-related regulatory examinations, internal audits, and compliance reviews
- Overseeing third parties performing AML/KYC activities, including developing due diligence standards and assessing controls
- Supporting development and delivery of risk-based AML/CFT training and regulatory guidance
The role works in-office Monday–Thursday with remote flexibility on Friday.
Qualifications:
- 10+ years of relevant experience in AML, BSA, financial crimes, regulatory compliance, or related risk-management roles within financial services
- Bachelor's degree required; JD, advanced degree, or relevant professional certification preferred
- Significant experience within a broker-dealer, investment adviser, asset manager, private funds organization, bank, or comparable regulated financial institution
- Strong working knowledge of Bank Secrecy Act, USA PATRIOT Act, FinCEN regulations and guidance, OFAC requirements, FINRA AML requirements, and relevant SEC requirements
- Experience assessing complex legal entities, private investment structures, funds, financial intermediaries, or institutional relationships strongly preferred
- Ability to interpret regulatory requirements and translate them into practical controls and governance standards
- Strong written and verbal communication skills with ability to communicate complex regulatory matters to senior management and business stakeholders
- Demonstrated ability to challenge existing processes constructively and drive remediation across multiple functions
- CAMS certification strongly preferred
