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Salary: USD 85,000 - 110,000 / annual
iCapital is seeking a Compliance Associate to join its Regulatory and Compliance team, focusing on anti-money laundering (AML) and know-your-customer (KYC) review and approval processes for investors in private funds. This role ensures compliance with all applicable AML and KYC regulatory requirements while supporting the Legal and Compliance teams on broader compliance initiatives.
Key responsibilities include:
- Reviewing investor and client AML and KYC documentation, client communications, quarterly reporting, and ongoing monitoring
- Performing third-party reliance testing and monitoring
- Collaborating across business lines on new compliance initiatives and providing guidance
- Conducting AML screening reviews and dispositions
- Assisting in audit preparation and responding to regulatory inquiries
The role works in a hybrid arrangement: in-office Monday through Thursday, with remote flexibility on Fridays. This is an individual contributor position with no direct reports.
Qualifications:
- 1–4 years of experience in alternatives, preferably with both broker-dealer and registered investment advisor backgrounds
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands Anti-Money Laundering Regulations
- Solid understanding of AML and KYC regulatory requirements specific to private fund investors
- Experience with AML screening resolution vendor tools (e.g., LexisNexis, Worldcheck, ComplyAdvantage)
- Excellent verbal communication skills and ability to interact effectively with stakeholders
- Ability to thrive in a fast-paced environment with a continuous learning mindset
- Self-motivated with strong project management and process development skills
- ACAMS certification preferred
- JD is a plus
