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Ramp is building smart infrastructure for finance teams, automating how over $200B in annualized spend flows through 70,000+ companies. The company handles payment authorization, risk flagging, spend categorization, and financial close processes for ambitious businesses.
You will serve as Chief Compliance Officer for Ramp Advisory LLC, Ramp's SEC-registered investment adviser. This is a high-accountability, build-and-own role where you will own and be accountable for the firm's entire compliance program. You will report to Ramp's Head of Compliance with direct access to Ramp Advisory's senior leadership.
Key responsibilities include:
- Serve as the designated CCO with independent authority over compliance program design, execution, and effectiveness
- Act as the firm's primary point of contact with the SEC, representing the program, product, and key compliance decisions to regulators
- Maintain policies, procedures, Code of Ethics, Form ADV amendments, and conduct annual compliance reviews
- Provide compliance advice and sign-off on marketing materials, customer disclosures, onboarding agreements, and product changes
- Own books and records, communications monitoring, complaints handling, employee training, and access-person and personal-trading requirements
- Oversee key financial partners and vendors from a compliance standpoint
- Shape customer onboarding strategy in partnership with Product, Engineering, and Customer Experience to build scalable controls and monitoring
- Build and maintain the firm's anti-money laundering program
Ramp's median customer saves 5% and grows revenue 16% in their first year. The company values high agency, high urgency, and builders who own problems end-to-end.
REQUIREMENTS:
- 8+ years in investment adviser compliance, including prior experience as a CCO or deputy CCO of an SEC-registered adviser
- Experience in the fintech space
- Deep working knowledge of the Advisers Act and SEC expectations
- Direct experience supporting SEC examinations and interfacing with regulators
- Experience overseeing custodian, broker-dealer, or sub-adviser relationships
- Sound, independent judgment to make and defend compliance decisions in real time, grounded in regulatory guidance
- AI fluency and demonstrated experience using AI and automation to build and scale compliance programs
- Comfort operating as a standalone compliance lead in a fast-moving environment
- Experience building controls and leading program design initiatives in partnership with engineering teams and cross-functional partners
NICE-TO-HAVES:
- Experience building or scaling a compliance program at a high-growth company
- Experience with cash management or fixed income strategies
- Experience with digital or technology-enabled advisory models
