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iCapital is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Singapore, supporting the firm's fast-growing APAC business. This role will work alongside experienced compliance professionals based in Singapore, Hong Kong, and Tokyo to ensure iCapital's APAC offices operate within regulatory requirements across multiple jurisdictions where the firm holds financial services licenses (Singapore, Hong Kong, Australia).
Key responsibilities include developing compliance strategy to support sustainable APAC growth; monitoring regulatory developments and advising senior management; supporting regulatory filings, corporate governance, and recordkeeping for APAC regulated entities and investment vehicles; developing and delivering compliance training; conducting risk-based compliance monitoring and testing; providing guidance on licensing, AML/KYC, staff compliance, cross-border distribution, and other regulatory matters; working with senior management, colleagues, regulators, and external stakeholders to identify and mitigate compliance risks; improving compliance processes and controls through responsible use of AI and technology; and serving as a trusted compliance advisor and knowledge center within the firm.
The role is based in Singapore with hybrid flexibility: in-office Monday–Thursday, with remote work available on Fridays.
Qualifications:
- Minimum five years of experience in compliance, regulatory affairs, business controls, audit, accountancy, operations, or compliance consulting within financial services
- Sound knowledge of MAS (Monetary Authority of Singapore) requirements applicable to capital markets services licence holders, including dealing in securities and funds management
- Practical Singapore compliance experience, including regulatory filings, AML/KYC, compliance monitoring, and personal compliance
- Experience developing and delivering compliance training
- Excellent written and spoken English, sound judgment, and strong attention to detail
- Collaborative, proactive, and adaptable team player able to manage competing priorities in a fast-paced environment
- Advantageous: knowledge of private markets, investment funds, or fund distribution; knowledge of regulatory environments in Hong Kong, Japan, and Australia, including cross-border requirements
