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Salary: USD 115,000 - 135,000 / annual
Robinhood is seeking a Compliance Advisory Lead to join the Money team, which is responsible for building and scaling banking products that help customers safely store, move, and manage their money. In this role, you will play a critical role in ensuring that Robinhood embeds regulatory compliance for its expanding suite of banking products and future offerings.
You will participate in multiple compliance functions to support the administration of the compliance management system. Key responsibilities include analyzing regulatory changes, reviewing marketing and customer disclosures, and providing clear compliance guidance to product teams. You will collaborate with bank sponsors and partner teams to manage regulatory requests and examinations.
Specific duties include:
- Partnering closely with product and engineering teams to support the design, launch, and iteration of new banking products, features, and process changes to ensure adherence to applicable banking and consumer protection regulations
- Performing compliance risk assessments of relevant regulations such as UDAAP, Reg E, Reg DD, and others
- Reviewing marketing materials, customer communications, and disclosures for regulatory compliance
- Coordinating due diligence requests and ongoing compliance activities with sponsor banks and third-party partners
- Owning, maintaining, and continuously improving banking compliance policies, procedures, and controls to align with internal standards and external regulatory and partner expectations
- Leading regulatory, partner, and internal audits related to banking products, including preparation, response coordination, and remediation tracking
Your efforts will directly safeguard the platform and enhance the customer experience. The role is based in Menlo Park, CA; New York City, NY; or Washington, DC, with in-person attendance expected at least 3 days per week.
REQUIREMENTS:
- 7+ years of experience in financial services compliance, with deep experience in banking and fintech environments
- Hands-on experience working with bank partners and engaging with state and federal regulatory agencies
- Strong knowledge of applicable banking and consumer protection regulatory frameworks, including UDAAP, EFTA, TISA, and money transmission laws
- Demonstrated ability to design and scale compliance programs for consumer financial products in a high-growth, technology-driven environment
- Ability to navigate ambiguity, apply sound judgment, and communicate clearly on complex regulatory and product issues
- Strong analytical, organizational, and problem-solving skills with the ability to manage multiple priorities and meet key regulatory deadlines
- Proven ability to assess and manage compliance risks for novel or undefined financial features, translating evolving regulatory guidance into clear, actionable requirements for product teams
